Shelli Elizabeth Waggoner

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → Present
  Morgan Stanley
  Decatur, AL
• 10/2014 → 05/2017
  Investment Centers Of America, Inc.
  Bismark, ND
• 05/2017 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2014-10-10 → 2017-05-02
  Investment Centers Of America, Inc.
  Athens, AL
  Bismarck, ND
  Athens, AL
  Ardmore, AL
  Athens, AL
  Athens, AL
  Madison, AL
  Huntsville, AL

Other Businesses

*372914 - Calhoun Community College Foundation Board; Not Investment related; Decatur, AL; Fundraising and scholarships; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Jun 2019; During business hours: 0; After business hours: 1; Will be providing financial/investment feedback based on current investment firm, investment policy statement and its correlation to investment mix, and overall performance based on benchmarks.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-10-02
• S63 Uniform Securities Agent State Law Examination
  2006-06-30

Other Names

• Shelli Elizabeth Davis
• Shelli E Waggoner