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Kathleen Ann Helminski

Oak Family Advisors, LLC

Chicago, IL

CRD 6267305

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Employer firm

Oak Family Advisors, LLC CRD 141332

$621M regulatory AUM 203 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Oak Family Advisors, Llc

150 North Wacker Drive Suite 1760, Chicago, IL 60606-1607 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-01-01
  • IL RA
    APPROVED
    Since 2014-01-01

Branch Locations

150 North Wacker Drive Suite 1760, Chicago, IL 60606-1607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oak Family Advisors, Llc Chicago IL 10/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-27
  • S65 Uniform Investment Adviser Law Examination
    2013-12-27
Other Names
  • Kathleen Ann Blumthal
  • Kathleen Ann Downey

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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