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Employer firm

Uhy Wealth Management Ria LLC CRD 317608

$103M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Uhy Wealth Management Ria Llc

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-16
  • MI RA
    APPROVED
    Since 2026-03-16

Branch Locations

12900 Hall Rd, Sterling Heights, MI 48313 • United States

2701 Cambridge Ct Ste 480, Auburn Hills, MI 48326 • United States

27725 Stansbury Blvd, Suite 385, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Auburn Hills MI 03/2014 Present
Pruco Securities, Llc. Auburn Hills MI 03/2014 11/2024
Lpl Enterprise, Llc Auburn Hills MI 11/2024 Present
Uhy Wealth Management Ria, Llc Farmington Hills MI 03/2026 Present
  • 03/2014 → Present
    Prudential Insurance Company Of America
    Auburn Hills, MI
  • 03/2014 → 11/2024
    Pruco Securities, Llc.
    Auburn Hills, MI
  • 11/2024 → Present
    Auburn Hills, MI
  • 03/2026 → Present
    Farmington Hills, MI
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-17
  • S63 Uniform Securities Agent State Law Examination
    2014-07-17
Designations
  • Chartered Financial Consultant
Other Names
  • Norbert Charles Martz
  • Norbert Charles Martz

View on SEC IAPD

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