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111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-20 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Brownsville | TX | 10/2013 | 08/2021 |
| Compass Bank | Birmingham | TX | 12/2010 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 03/2011 | 08/2021 |
| Bbva Wealth Solutions Inc. | Brownsville | TX | 05/2015 | 08/2021 |
| Pnc Investments | Brownsville | TX | 08/2021 | 11/2022 |
| Pnc Managed Account Solutions, Inc. | Brownsville | TX | 09/2021 | 11/2022 |
| Frost Brokerage Services, Inc. | San Antonio | TX | 12/2022 | Present |
| Frost Investment Services | San Antonio | TX | 12/2022 | Present |
(1) Self; Not investment related; Pharr, TX; Proprietor/Landlord; Started 10/2018; Approx. 5hr/mo; Not during securities trading hrs; Collect rent, take calls from tenants, coordinate repairs/maintenance work.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-20 |
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