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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-20
  • TX RA
    APPROVED
    Since 2022-12-20

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Brownsville TX 10/2013 08/2021
Compass Bank Birmingham TX 12/2010 08/2021
Bbva Compass Insurance Agency, Inc. Austin TX 03/2011 08/2021
Bbva Wealth Solutions Inc. Brownsville TX 05/2015 08/2021
Pnc Investments Brownsville TX 08/2021 11/2022
Pnc Managed Account Solutions, Inc. Brownsville TX 09/2021 11/2022
Frost Brokerage Services, Inc. San Antonio TX 12/2022 Present
Frost Investment Services San Antonio TX 12/2022 Present
  • 10/2013 → 08/2021
    Bbva Securities Inc.
    Brownsville, TX
  • 12/2010 → 08/2021
    Compass Bank
    Birmingham, TX
  • 03/2011 → 08/2021
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 05/2015 → 08/2021
    Bbva Wealth Solutions Inc.
    Brownsville, TX
  • 08/2021 → 11/2022
    Pnc Investments
    Brownsville, TX
  • 09/2021 → 11/2022
    Pnc Managed Account Solutions, Inc.
    Brownsville, TX
  • 12/2022 → Present
    Frost Brokerage Services, Inc.
    San Antonio, TX
  • 12/2022 → Present
    San Antonio, TX
Previous Registrations
  • 2022-01-06 → 2022-12-06
    Pnc Managed Account Solutions, Inc.
    Brownsville, TX
  • 2021-08-23 → 2022-12-06
    Brownsville, TX
    Brownsville, TX
  • 2021-09-15 → 2021-12-31
    Pnc Managed Account Solutions, Inc.
    Brownsville, TX
  • 2015-05-21 → 2021-08-23
    Pnc Managed Account Solutions, Inc.
    Mcallen, TX
    Weslaco, TX
    Brownsville, TX
Other Businesses

(1) Self; Not investment related; Pharr, TX; Proprietor/Landlord; Started 10/2018; Approx. 5hr/mo; Not during securities trading hrs; Collect rent, take calls from tenants, coordinate repairs/maintenance work.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-20
S63 Uniform Securities Agent State Law Examination 2013-11-20
  • S65 Uniform Investment Adviser Law Examination
    2015-05-20
  • S63 Uniform Securities Agent State Law Examination
    2013-11-20
Other Names
  • Erik Michael Jackson
  • Erik M Jackson

View on SEC IAPD

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