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Erica Serrano

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

San Antonio, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-08-23
  • TX RA
    APPROVED
    Since 2019-08-23

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

17802 W Interstate 10, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. El Paso TX 10/2016 04/2019
Unemployed El Paso TX 07/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 06/2019 Present
J.P Morgan Securities Llc San Antonio TX 05/2019 06/2019
  • 10/2016 → 04/2019
    Charles Schwab & Co., Inc.
    El Paso, TX
  • 07/2016 → 10/2016
    Unemployed
    El Paso, TX
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Antonio, TX
  • 05/2019 → 06/2019
    J.P Morgan Securities Llc
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-22
S63 Uniform Securities Agent State Law Examination 2014-01-03
  • S65 Uniform Investment Adviser Law Examination
    2019-08-22
  • S63 Uniform Securities Agent State Law Examination
    2014-01-03
Other Names
  • Erica M Saldana
  • Erica Saldana

View on SEC IAPD

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