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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hoey Investments, Inc. | West Chester | PA | 07/2013 | 06/2019 |
| Hartford Funds Distributors, Llc | Wayne | PA | 11/2019 | Present |
| Unemployed | West Chester | PA | 06/2019 | 11/2019 |
| Pennsylvania State University | State College | PA | 01/2017 | 05/2019 |
| Imagination Street, Llc | West Chester | PA | 05/2022 | Present |
Effective May 12, 2022 - part owner of Imagination Street, LLC, an interactive play/event space. Providing consulting and bookkeeping services, 5 hrs a month, none during security trading hours. Non-investment related business. Effective Feb. 14, 2023 A separate LLC was opened for business operation purposes for the event space. Imagination Street, LLC is still active and being utilized for the real estate property only.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-01-16 |
| S65 | Uniform Investment Adviser Law Examination | 2013-11-18 |
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