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Douglas Roeder Timmerman

Mariner

Sarasota, FL

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-23
  • FL RA
    APPROVED
    Since 2021-07-23

Branch Locations

240 South Pineapple Avenue Suite 601, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian San Diego CA 04/2016 10/2017
Park Ave Securities San Diego CA 04/2016 10/2017
Guardian Life Insurance Company La Jolla CA 10/2017 08/2018
Park Avenue Securities La Jolla CA 10/2017 08/2018
Mariner Wealth Advisors Sarasota FL 08/2018 Present
Msec, Llc Overland Park KS 08/2018 07/2021
  • 04/2016 → 10/2017
    Guardian
    San Diego, CA
  • 04/2016 → 10/2017
    Park Ave Securities
    San Diego, CA
  • 10/2017 → 08/2018
    Guardian Life Insurance Company
    La Jolla, CA
  • 10/2017 → 08/2018
    Park Avenue Securities
    La Jolla, CA
  • 08/2018 → Present
    Mariner Wealth Advisors
    Sarasota, FL
  • 08/2018 → 07/2021
    Msec, Llc
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-21
  • S66 Uniform Combined State Law Examination
    2014-01-21
Designations
Other Names
  • Douglas Timmerman

View on SEC IAPD

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