Gene Alan Potes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 09/2025
  Premier Wealth Partners, Llc
  Charleston, SC
• 09/2018 → 07/2019
  N/A
  North Charleston, SC
• 06/2016 → 09/2018
  Sallyport Global
  Reston, VA
• 09/2025 → Present
  Lpl Financial Llc
  Summerville,, SC

Previous Registrations

• 2019-07-26 → 2025-10-16
  Premier Wealth Partners, Llc
  Charleston, SC
  Summerville, SC
• 2014-04-15 → 2016-05-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Pleasant, SC
  Charleston, SC

Other Businesses

1)09/16/2025-Atlantic Wealth Management Group, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)09/16/2025 - GAP Enterprise LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 12/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-17
• S66 Uniform Combined State Law Examination
  2014-04-11

Other Names

• Gene Alan Potes
• Gene Potes