Lea Muller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rocky Point, NY

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2016-07-11
CT	RA	APPROVED	2016-07-01

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED

Since 2016-07-11
CT RA
APPROVED

Since 2016-07-01

Branch Locations

Rocky Point, NY • United States

50 Route 111, Smithtown, NY 11787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch	New York	NY	10/2013	Present

10/2013 → Present

Merrill Lynch

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-30

S66 Uniform Combined State Law Examination

2016-06-30

Other Names

Lea Galiardo

View on SEC IAPD

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