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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-11-08 |
| CA | RA | APPROVED | 2015-12-02 |
Branch Locations
1999 Avenue Of The Stars Ste 2200, Los Angeles, CA 90067 • United States
333 S Grand Ave 12Th Fl, Los Angeles, CA 90071 • United States
Los Angeles, CA • United States
Playa Del Ray, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Los Angeles | CA | 12/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Los Angeles | CA | 11/2016 | Present |
BTB CAPITAL CORP; INV RELATED;PLAYA DEL REY,CA; S-CORP;100% OWNERSHIP; START DATE: 10/05/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING; ESPLANADE DEL REY HOMEOWNERS ASSOCIATION; NOT INV RELATED;PLAYA DEL REY,CA; CONDO; SECRETARY; START DATE: 04/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-13 |
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