Shawna D Alexander

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 10/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 05/2014 → 10/2022
  Bank Of America, N.A.
  Houston, TX
• 10/2022 → Present
  Rockefeller Financial Llc
  Houston, TX

Previous Registrations

• 2014-01-21 → 2022-11-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  The Woodlands, TX

Other Businesses

1) Elite Equine Exports, LLC; Non-investment related. Woodland, TX; Buy, train, and sell sport horses; Owner/President; 08/7/2024. 30 hours a month and 0 hours during trading hours. Overseas purchasing, hire professional trainer/training program, provide logistics/transport, and oversee selling of these horses. 2) AK Real Estate Ventures LLC; Non-Investment Related; The Woodlands, TX; Real Estate; Managing Partner; 8/23/2023; 1 hour per month; 0 hours during trading hours; LLC to facilitate a real estate purchase and sale.

Exams

• S66 Uniform Combined State Law Examination
  2014-01-17

Designations

• Chartered Financial Consultant

Other Names

• Shawna Danielle Mcintyre
• Shawna Alexander