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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-20 |
| UT | RA | APPROVED | 2015-01-23 |
Branch Locations
410 N Main, Cedar City, UT 84720 • United States
1701 Royal Hunte Drive, Cedar City, UT 84720 • United States
1155 West State St, Hurricane, UT 84737 • United States
190 W Center St, Kanab, UT 84741 • United States
2984 East Mall Drive, St George, UT 84790 • United States
1045 South Central Street, Colorado City, AZ 86021 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | St George | UT | 12/2013 | Present |
| Mountain America Credit Union | St George | UT | 11/2011 | Present |
1. 11/20/2014: MOUNTAIN AMERICA INSURANCE SERVICES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Insurance Agent - Started 09/01/2013 - 4 Hours Per Month/1 Hour During Securities Trading - Offering fixed lines. 2. 11/1/2019 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/31/2019 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-09 |
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