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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-02
UT RA APPROVED 2021-07-02
  • TX RA
    APPROVED
    Since 2021-07-02
  • UT RA
    APPROVED
    Since 2021-07-02

Branch Locations

970 Sage Dr Ste 111, Cedar City, UT 84720 • United States

Cedar City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2003 Present
Ameriprise Financial Services, Llc Cedar City UT 07/2021 Present
Previous Registrations
  • 2007-08-03 → 2021-07-06
    Ogden, UT
    Ogden, UT
    Cedar City, UT
Other Businesses

Real Estate Ownership; Single Family; 443 W. 1500 N. , , Cedar City, UT, 84721; Not Investment-Related; 06/20/2024. Independent Insurance Brokering; Pacific Life; 07/16/2021; Long Term Care / Minnesota Life Insurance Company; 08/16/2022; Term Life. Business Ownership; Legacy Park LLC; Business Ownership and administrative issues regarding my employment as a financial advisor; Business set up for the administrative business needs of running a financial advising practice.; 970 S. Sage Dr., Suite 111, , Cedar City, UT, 84720; Not Investment-Related; 07/02/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Legacy Park LLC; Owner; Manage advisory business; 970 S Sage Dr, Suite 111, Cedar City, UT, 84720; Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-30
S63 Uniform Securities Agent State Law Examination 2001-03-01
  • S65 Uniform Investment Adviser Law Examination
    2007-07-30
  • S63 Uniform Securities Agent State Law Examination
    2001-03-01
Other Names
  • Ben Huff

View on SEC IAPD

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