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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-02 |
| UT | RA | APPROVED | 2021-07-02 |
Branch Locations
970 Sage Dr Ste 111, Cedar City, UT 84720 • United States
Cedar City, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2003 | Present |
| Ameriprise Financial Services, Llc | Cedar City | UT | 07/2021 | Present |
Real Estate Ownership; Single Family; 443 W. 1500 N. , , Cedar City, UT, 84721; Not Investment-Related; 06/20/2024. Independent Insurance Brokering; Pacific Life; 07/16/2021; Long Term Care / Minnesota Life Insurance Company; 08/16/2022; Term Life. Business Ownership; Legacy Park LLC; Business Ownership and administrative issues regarding my employment as a financial advisor; Business set up for the administrative business needs of running a financial advising practice.; 970 S. Sage Dr., Suite 111, , Cedar City, UT, 84720; Not Investment-Related; 07/02/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Legacy Park LLC; Owner; Manage advisory business; 970 S Sage Dr, Suite 111, Cedar City, UT, 84720; Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-01 |
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