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Richard Raymond Maique

State Farm Investment Management Corp.

Katy, TX

Katy, TX

CRD 6265840

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-12-08
LA RA APPROVED 2023-09-13
OK RA APPROVED 2023-09-13
TX RA APPROVED 2023-09-13
  • AR RA
    APPROVED
    Since 2023-12-08
  • LA RA
    APPROVED
    Since 2023-09-13
  • OK RA
    APPROVED
    Since 2023-09-13
  • TX RA
    APPROVED
    Since 2023-09-13

Branch Locations

Katy, TX • United States

518 Westgreen Blvd Suite B, Katy, TX 77450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Houston TX 04/2014 06/2017
Ricky Maique Insurance Agency Houston TX 06/2014 06/2017
Ricky Maique Insurance Agency Katy TX 06/2017 Present
State Farm Vp Management Corp Katy TX 06/2017 Present
State Farm Investment Management Corp. Katy TX 08/2018 06/2019
State Farm Investment Management Corp. Katy TX 09/2023 Present
Other Businesses

1) Richard Maique's Insurance Agency; Insurance Agency; Investment-related; 24285 Katy Fwy Ste 300 # 43 Katy, TX 77494-1327; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 6/1/2014; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-29
S63 Uniform Securities Agent State Law Examination 2013-12-27
  • S65 Uniform Investment Adviser Law Examination
    2023-08-29
  • S63 Uniform Securities Agent State Law Examination
    2013-12-27
Other Names
  • Ricky Maique

View on SEC IAPD

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