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CRD 6265838
Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-06 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
106 East 5Th Street First Floor, Bloomsburg, PA 17815 • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
940 West Valley Road Suite 1200, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barton Varsity (Kades-Margolis) | Bloomsburg | PA | 10/2013 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 03/2020 | Present |
INSURANCE AGENT, Is Not Investment Related, "106 E. 5th St, First Floor, Bloomsburg, PA, 17815, United States", Sales, Agent, 2019-10-10, 5 hours per month, 5 hours per month during trading hours , Commission Compensation, "Offer and sell insurance policies as appropriate in Life Insurance, Fixed Annuity, Variable Life and Variable Annuity products." KADES MARGOLIS, Is Investment Related, DBA, Financial Professional 03/15/2021,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-11-16 |
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