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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-14 |
Branch Locations
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
201 S Warren St, Syracuse, NY 13202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2013 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2013 | 06/2022 |
| Edward Jones | St. Louis | MO | 07/2022 | 08/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Syracuse | NY | 08/2022 | 01/2025 |
| Tiaa | Syracuse | NY | 08/2022 | 01/2025 |
| Equitable Advisors, Llc | New York | NY | 03/2025 | 05/2026 |
| Equitable | Liverpool | NY | 03/2025 | 05/2026 |
| Key Investment Services Llc | Brooklyn | OH | 05/2026 | Present |
| Keybank | Syracuse | NY | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-29 |
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