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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Mc Lean | VA | 01/2015 | Present |
| Northwestern Mutual Investment Services, Llc | Mc Lean | VA | 06/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2015 | Present |
| Nolan Stokes | Mclean | VA | 07/2015 | Present |
1. 6.67% OWNER RAVENQEUST, LLC RECEIVING WMC AND RISK COMPENSATION, LEGAL ENTITY, START DATE: 1/1/2021, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, PARTNER. CONTINUATION OF EXISTING DUTIES AS LEAD ADVISOR / AWMA. 2. MEMBER, WESTCOVE CLUSTER ASSOCIATION, TURTLE POND DR, RESTON, , VIRGINIA, 20191, UNITED STATES OF AMERICA, PUBLIC, START DATE: 04/10/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOA BOARD MEMBER. NO SPECIFIC RESPONSIBILITIES OR DUTIES. ATTENDANCE AT MEETINGS AND PERIODIC VOTING RESPONSIBILITIES. NO ACCESS TO FINANCIALS OR OWNERSHIP INTEREST. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-09 |
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