Best Investors
Account
Sign in
Best Investors
Account
Sign in
5916 Covington Rd, Fort Wayne, IN 46804 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mercap Securities, Llc | Paoli | PA | 07/2016 | 12/2017 |
| Ash Brokerage Corporation | Fort Wayne | IN | 07/2016 | 01/2019 |
| Howard Bailey Securities, Llc | Fort Wayne | IN | 02/2019 | Present |
HOWARD BAILEY, INVESTMENT RELATED, LICENSED INSURANCE AGENT, 50% OF HER TIME PER MONTH. RECOMMENDS AND SELLS INSURANCE PRODUCTS TO CLIENTS AND RECEIVES COMMISSIONS FROM INSURANCE SALES. CLIENTS ARE NOT REQUIRED TO PURCHASE RECOMMENDED INSURANCE PRODUCTS THROUGH THE REPRESENTATIVE AND MAY PURCHASE SUCH PRODUCTS FROM UNAFFILIATED INSURANCE AGENTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-20 |
Reach out to this advisor