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Christopher Chinn

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 6265498

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-09-02
  • CO RA
    APPROVED
    Since 2025-09-02

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 06/2015 01/2021
Tiaa Denver CO 06/2015 12/2020
Nuveen Securities, Llc Denver CO 12/2020 05/2023
Nuveen Asset Management, Llc Denver CO 12/2020 05/2023
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 05/2023 08/2025
Charles Schwab & Co., Inc. Lone Tree CO 08/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-28
S63 Uniform Securities Agent State Law Examination 2014-04-12
  • S65 Uniform Investment Adviser Law Examination
    2017-12-28
  • S63 Uniform Securities Agent State Law Examination
    2014-04-12
Designations
  • Certified Financial Planner
Other Names
  • Chris Chinn
  • Christopher Chinn
  • Christopher R Chinn
  • Christopher Ryan Chinn

View on SEC IAPD

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