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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-12-10
IA RA APPROVED 2014-04-15
TX RA APPROVED_RES 2013-02-28
  • MO RA
    APPROVED
    Since 2024-12-10
  • IA RA
    APPROVED
    Since 2014-04-15
  • TX RA
    APPROVED_RES
    Since 2013-02-28

Branch Locations

10369 Clayton Rd, Frontenac, MO 63131 • United States

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 03/2006 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 Present
Other Businesses

THE PLACE CONDOMINIUM HOMEOWNERS ASSOCIATION; NOT INV. RELATED; CHESTERFIELD, MO; VICE PRESIDENT; START DATE: 4/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, REVIEW RULES AND REGULATIONS AND ADVISE ON MAINTENANCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-26
  • S66 Uniform Combined State Law Examination
    2006-06-26

View on SEC IAPD

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