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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-10 |
| IA | RA | APPROVED | 2014-04-15 |
| TX | RA | APPROVED_RES | 2013-02-28 |
Branch Locations
10369 Clayton Rd, Frontenac, MO 63131 • United States
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 03/2006 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
THE PLACE CONDOMINIUM HOMEOWNERS ASSOCIATION; NOT INV. RELATED; CHESTERFIELD, MO; VICE PRESIDENT; START DATE: 4/1/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, REVIEW RULES AND REGULATIONS AND ADVISE ON MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-26 |
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