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Christine Lavalle

Santander Securities LLC

Manchester, NJ

Conshohocken, PA

Toms River, NJ

CRD 6265095

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Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-05-22
  • NJ RA
    APPROVED
    Since 2017-05-22

Branch Locations

2000 Route 70, Manchester, NJ 08759 • United States

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States

Toms River, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 08/2007 Present
Santander Securities, Llc Dorchester MA 05/2014 04/2017
Santander Securities, Llc Dorchester MA 04/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-16
S63 Uniform Securities Agent State Law Examination 2014-12-06
  • S65 Uniform Investment Adviser Law Examination
    2017-05-16
  • S63 Uniform Securities Agent State Law Examination
    2014-12-06

View on SEC IAPD

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