Caroline Downing Yeilding

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-04-21
AL	RA	APPROVED	2016-03-28

TX RA
APPROVED

Since 2016-04-21
AL RA
APPROVED

Since 2016-03-28

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Birmingham	AL	03/2016	Present
Morgan Stanley Private Bank, N.A.	Birmingham	AL	03/2016	Present

03/2016 → Present

Morgan Stanley Smith Barney Llc

Birmingham, AL
03/2016 → Present

Morgan Stanley Private Bank, N.A.

Birmingham, AL

Previous Registrations

2007-05-01 → 2010-04-16

Lanark Financial, Inc.

Birmingham, AL

Birmingham, AL
2007-01-03 → 2007-05-11

Intl Advisory Consultants Inc.

Birmingham, AL

Other Businesses

*564742 - Community Foundation of Greater Birmingham; Investment related-No; Birmngham, Alabama; Agricultural/Horticultural, Animals, Art/Culture, Children/Youth, Civic/Community, Economic Assistance, Disaster Relief, Environmental, Education, Hardship Assistance, Health and Welfare, Humanitarian, Land Preservation, Medical, Public Safety, Social & Recreational; Advisory Board (proprietor, partner, officer, director, employee, trustee, agent); 08/2023; During business hours: 0; After business hours: 1; Business Development/Growth *584358 - Episcopal Diocese of Alabama ; Investment related - No ; Birmingham, Alabama ; Religious: Civic/Community ; Advisory Board: Trustee(proprietor, partner, officer, director, employee, trustee, agent) ; 2/2024 ; During business hours : 1 ; After business hours : 0; Investment Decisions/Advice *630720 - Redmont Park Garden club; Investment related: No; BIrmingham, Alabama; Civic/Religious/Community; Officer(proprietor, partner, officer, director, employee, trustee, agent); 3/2025; During business hours: 0; After business hours: 1; Administrative:Accounting/Bookkeeping:Check Signing/Funds Disbursements

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-18

S66 Uniform Combined State Law Examination

2016-04-18

Designations

Other Names

Caroline Hardy Downing

View on SEC IAPD