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John Gaspa

Key Investment Services LLC

Brooklyn, OH

Whitestown, NY

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-27
  • NY RA
    APPROVED
    Since 2023-06-27

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

131 Oriskany Blvd , Whitestown, NY 13492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Macquarie Capital (Usa) Inc. New York NY 10/2013 09/2016
Guggenheim Partners New York NY 09/2016 10/2017
Edward Jones St Louis MO 11/2017 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Utica NY 09/2019 06/2023
Bank Of America, N.A. Utica NY 09/2019 06/2023
Key Investment Services Llc Brooklyn OH 06/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2018-02-09
Other Names
  • John A Gaspa
  • John Anthony Gaspa
  • John Anthony Gaspa
  • John Gaspa
  • John Gaspa

View on SEC IAPD

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Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

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