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John Frederick Wallace

Capital Square, LLC

Fairhope, AL

Athens, TN

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Current Employers
Capital Square, Llc

1 West College St Suite 4, Athens, TN 37303 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-08-29
  • AL RA
    APPROVED
    Since 2024-08-29

Branch Locations

761 Middle St Suite A, Fairhope, AL 36532 • United States

1 West College St Suite 4, Athens, TN 37303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stira Capital Markets Group, Llc Irvine CA 10/2013 06/2018
Steadfast Companies Irvine CA 10/2013 06/2018
Morgan Stanley Fairhope AL 09/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2018 Present
  • 10/2013 → 06/2018
    Stira Capital Markets Group, Llc
    Irvine, CA
  • 10/2013 → 06/2018
    Steadfast Companies
    Irvine, CA
  • 09/2018 → Present
    Morgan Stanley
    Fairhope, AL
  • 10/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-17
S63 Uniform Securities Agent State Law Examination 2012-04-17
  • S66 Uniform Combined State Law Examination
    2018-10-17
  • S63 Uniform Securities Agent State Law Examination
    2012-04-17
Designations
Other Names
  • Jake Wallace
  • John Frederick Wallace
  • John Frederick Wallace

View on SEC IAPD

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