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1375 E. 71St Street, Tulsa, OK 74136 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Tulsa | OK | 07/2014 | 10/2025 |
| Raymond James Financial Services Advisors Inc. | Tulsa | OK | 03/2016 | 10/2025 |
| Tulsa Wealth Advisors, Inc | Tulsa | OK | 10/2013 | 10/2025 |
| Trinity Strategic Wealth | Tulsa | OK | 09/2023 | 10/2025 |
| Cabot Lodge Securities Llc | Schaumburg | IL | 10/2025 | Present |
| Trinity Strategic Wealth | Tulsa | OK | 10/2025 | Present |
| Tulsa Wealth Advisors | Tulsa | OK | 10/2013 | Present |
| Nsm Enterprises, Llc | Tulsa | OK | 01/2020 | Present |
(1) NSM Enterprises, LLC, not investment related, 1375 E. 71st Street, Tulsa, OK, 74136, Property Management, building maintenance, 01/2020, 2-3 hours per month, 2-3 hours per month during trading hours, property/building maintenance and repair. (2) Trinity Strategic Wealth a DBA of Tulsa Wealth Advisors, investment related, 1375 E 71st St, Tulsa, OK, 74136-5035, financial planning, Client Services Manager, 10/2025, 160 hours per month, 160 hours during trading hours, client account maintenance, placing trades, opening new accounts, processing transactions and transfers, financial planning, compliance/supervision duties, placing trades, processing transactions and transfers and opening acccounts.. (3) Tulsa Wealth Advisors, not investment related, 1375 E 71st St, Tulsa, OK, 74136, Payroll Entity, Employee/no duties, 10/2013, zero hours per month, zero hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-20 |
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