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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-05-12 |
| TX | RA | APPROVED | 2022-05-12 |
Branch Locations
58 South River Drive, Tempe, AZ 85281 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Phoenix | AZ | 02/2016 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 02/2016 | 04/2019 |
| J.P. Morgan Securities, Llc | Scottsdale | AZ | 04/2019 | 04/2022 |
| Jpmorgan Chase Bank, N.A. | Scottsdale | AZ | 04/2019 | 04/2022 |
| Pamper, Llc | Phoenix | AZ | 06/2019 | 04/2022 |
| Morgan Stanley Smith Barney Llc | Tempe | AZ | 04/2022 | Present |
| Morgan Stanley Smith Barney Llc | Phoenix | AZ | 10/2024 | Present |
*637585 - Real Estate; Investment related: Yes; Phoenix; Arizona; Real Estate, Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2025; During business hours: 0; After business hours:6; Real Estate Broker/Agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-05 |
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