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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carin Barnes | Visalia | CA | 09/2014 | Present |
| Commonwealth Financial Network | Visalia | CA | 11/2024 | 07/2026 |
| Artha Wealth Advisors | Visalia | CA | 11/2024 | 07/2026 |
| Commonwealth Financial Network | Waltham | MA | 07/2026 | Present |
| Artha Wealth Advisors | Visalia | CA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-22 |
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