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Amanda S. West

Janney Montgomery Scott LLC

Charlotte, NC

CRD 6263619

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-04-19
TX RA APPROVED 2022-04-19
  • NC RA
    APPROVED
    Since 2022-04-19
  • TX RA
    APPROVED
    Since 2022-04-19

Branch Locations

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 09/2013 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 04/2022
Janney Montgomery Scott Llc Charlotte NC 04/2022 03/2025
Janney Montgomery Scott Llc Charlotte NC 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-31
S63 Uniform Securities Agent State Law Examination 2014-01-02
  • S66 Uniform Combined State Law Examination
    2020-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-01-02
Designations
  • Certified Financial Planner
Other Names
  • Amanda Suzanne Mclain
  • Amanda S Daems
  • Amanda West
  • Amanda S Mclain
  • Amanda S West

View on SEC IAPD

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