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Fallston, MD • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Annapolis | MD | 08/2015 | 03/2018 |
| None | Fallston | MD | 04/2018 | 09/2023 |
| Monarch Financial Llc | Fallston | MD | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-05 |
| S66 | Uniform Combined State Law Examination | 2014-04-16 |
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