Best Investors Account Sign in

Derek M Shaffer

Tiaa-Cref Individual & Institutional Services, LLC

Mechanicsburg, PA

Harrisburg, PA

Claim This Profile
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-08-23
  • PA RA
    APPROVED
    Since 2023-08-23

Branch Locations

5000 Ritter Road Suite 202, Rooms 25, 26, 28, 31, 33, Mechanicsburg, PA 17055 • United States

Harrisburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Harrisburg PA 04/2016 08/2023
Td Ameritrade Investment Management, Llc Harrisburg PA 05/2016 08/2023
Charles Schwab Bank, Ssb Harrisburg PA 04/2016 08/2023
Charles Schwab And Co., Inc. Harrisburg PA 01/2022 08/2023
Tiaa Mechanicsburg PA 08/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Mechanicsburg PA 08/2023 Present
  • 04/2016 → 08/2023
    Td Ameritrade, Inc.
    Harrisburg, PA
  • 05/2016 → 08/2023
    Td Ameritrade Investment Management, Llc
    Harrisburg, PA
  • 04/2016 → 08/2023
    Charles Schwab Bank, Ssb
    Harrisburg, PA
  • 01/2022 → 08/2023
    Charles Schwab And Co., Inc.
    Harrisburg, PA
  • 08/2023 → Present
    Tiaa
    Mechanicsburg, PA
  • 08/2023 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Mechanicsburg, PA
Previous Registrations
  • 2022-01-26 → 2023-08-11
    Charles Schwab & Co., Inc.
    Camp Hill, PA
  • 2016-05-03 → 2023-08-11
    Td Ameritrade Investment Management, Llc
    Harrisburg, PA
    Harrisburg, PA
  • 2016-06-24 → 2022-10-14
    Td Ameritrade, Inc.
    Harrisburg, PA
  • 2015-03-31 → 2016-04-21
    Pnc Wealth Management Llc
    Lititz, PA
    Camp Hill, PA
  • 2014-02-10 → 2015-02-19
    Edward Jones
    St Louis, MO
    Ephrata, PA
    Lititz, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-07
  • S66 Uniform Combined State Law Examination
    2014-02-07
Other Names
  • Derek Shaffer

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
AVANTRA FAMILY WEALTH, INC.
WIENKEN ADVISORS, LTD.
THE APPALACHIAN FINANCIAL GROUP
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
SEASIDE WEALTH ADVISORS LLC
LIFEGUIDE FINANCIAL ADVISORS, LLC

Other Investors

HOWARD GLENN AMMONS
RYAN JEFFREY STEPHENSON
Jordan A Lawson
Caden Edward Malone
Benjamin James Glatfelter
DONALD FORD WEAVER
Ella G Still
Steven Bentley Thompson

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Mechanicsburg, PA
AVANTRA FAMILY WEALTH, INC. · MECHANICSBURG, PA
WIENKEN ADVISORS, LTD. · MECHANICSBURG, PA
THE APPALACHIAN FINANCIAL GROUP · MECHANICSBURG, PA
MML INVESTORS SERVICES, LLC · MECHANICSBURG, PA
MML INVESTORS SERVICES, LLC · Mechanicsburg, PA
MML INVESTORS SERVICES, LLC · Mechanicsburg, PA
COMMONWEALTH FINANCIAL NETWORK · Mechanicsburg, PA

More in Mechanicsburg, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor