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Sotirios Tony Keros

Stkeros Financial Planning, LLC

New York, NY

CRD 6263299

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Employer firm

Stkeros Financial Planning, LLC CRD 169383

100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stkeros Financial Planning, Llc

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-08
LA RA APPROVED 2025-08-15
NY RA APPROVED 2021-09-28
SD RA APPROVED 2015-07-10
  • CA RA
    APPROVED
    Since 2025-10-08
  • LA RA
    APPROVED
    Since 2025-08-15
  • NY RA
    APPROVED
    Since 2021-09-28
  • SD RA
    APPROVED
    Since 2015-07-10

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stkeros Financial Planning Llc New York NY 11/2013 Present
Weill Cornell Medical College New York NY 06/2007 07/2022
University Of South Dakota / Sanford Children's Hospital Sioux Falls SD 08/2015 08/2019
  • 11/2013 → Present
    Stkeros Financial Planning Llc
    New York, NY
  • 06/2007 → 07/2022
    Weill Cornell Medical College
    New York, NY
  • 08/2015 → 08/2019
    University Of South Dakota / Sanford Children's Hospital
    Sioux Falls, SD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-05
  • S65 Uniform Investment Adviser Law Examination
    2013-10-05

View on SEC IAPD

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