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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-05-22 |
Branch Locations
1336 Pocono Boulevard, Mount Pocono, PA 18344 • United States
1110 North Ninth Street, Stroudsburg, PA 18360 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scranton | PA | 07/2019 | 05/2024 |
| Honesdale National Bank | Honesdale | PA | 11/2015 | 03/2018 |
| Nbt Bank | Mt Pocono | PA | 03/2018 | 07/2019 |
| Bank Of America, N.A. | Scranton | PA | 09/2019 | 05/2024 |
| Pnc Investments Llc | Mount Pocono | PA | 05/2024 | Present |
05/08/2020 / Co-Owner / Stepping Stones Preschool and Childcare Center / Not investment related / Zero hours during trading //
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-14 |
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