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Caitlin Lindsey Ulmer-Long

Janney Montgomery Scott LLC

Philadelphia, PA

Philadelphia, PA

CRD 6263226

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-05-09
  • PA RA
    APPROVED
    Since 2014-05-09

Branch Locations

1717 Arch Street, Philadelphia, PA 19103 • United States

1717 Arch Street, Philadelphia, PA 19103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Philadelphia PA 10/2013 11/2019
Janney Montgomery Scott Llc Philadelphia PA 11/2019 10/2022
Janney Montgomery Scott Llc Philadelphia PA 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-09
  • S66 Uniform Combined State Law Examination
    2014-05-09
Designations
  • Certified Financial Planner
Other Names
  • Caitlin Lindsey Ulmer
  • Caitlin Ulmer-Long

View on SEC IAPD

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