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David Lee Tipple

Cetera Investment Advisers LLC

Leavenworth, KS

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-03-31
  • KS RA
    APPROVED
    Since 2025-03-31

Branch Locations

690 Eisenhower Road, Leavenworth, KS 66048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services, Inc. Stanton CA 12/2015 Present
Bank Of The West Stanton CA 12/2015 Present
Lpl Financial Llc Huntington Beach CA 07/2023 Present
Cetera Investment Services Llc St Cloud MN 03/2025 Present
Cetera Investment Advisers Llc Leavenworth KS 03/2025 Present
Frontier Community Cu Leavenworth KS 03/2025 Present
  • 12/2015 → Present
    Bancwest Investment Services, Inc.
    Stanton, CA
  • 12/2015 → Present
    Bank Of The West
    Stanton, CA
  • 07/2023 → Present
    Lpl Financial Llc
    Huntington Beach, CA
  • 03/2025 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2025 → Present
    Cetera Investment Advisers Llc
    Leavenworth, KS
  • 03/2025 → Present
    Frontier Community Cu
    Leavenworth, KS
Previous Registrations
  • 2023-07-19 → 2025-04-17
    Lpl Financial Llc
    Anaheim, CA
    Huntington Beach, CA
    La Habra, CA
    Santa Ana, CA
    Tustin, CA
    Garden Grove, CA
    Anaheim, CA
    Mission Viejo, CA
    Santa Ana, CA
    Stanton, CA
    Newport Beach, CA
    Long Beach, CA
    Irvine, CA
    San Clemente, CA
    Brea, CA
    Fullerton, CA
    Westminster, CA
    West Covina, CA
    Orange, CA
    Cerritos, CA
    Long Beach, CA
    Stanton, CA
    Huntington Beach, CA
  • 2015-12-15 → 2023-07-19
    Bancwest Investment Services, Inc.
    Stanton, CA
    Garden Grove, CA
    Santa Ana, CA
    Lakewood, CA
    Anaheim, CA
    Bellflower, CA
    South Gate, CA
    Mission Viejo, CA
    Lakewood, CA
    Lakewood, CA
    Huntington Beach, CA
    Fullerton, CA
    Anaheim, CA
    La Habra, CA
    Brea, CA
    Newport Beach, CA
    Mission Viejo, CA
    Santa Ana, CA
    Santa Ana, CA
    Tustin, CA
    Long Beach, CA
    San Clemente, CA
    Stanton, CA
    Irvine, CA
  • 2014-04-01 → 2015-12-15
    Thrivent Investment Management Inc.
    Brea, CA
    Thousand Oaks, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-28
  • S66 Uniform Combined State Law Examination
    2014-03-28

View on SEC IAPD

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EDWARD JONES · LEAVENWORTH, KS
FIRST COMMAND ADVISORY SERVICES · Leavenworth, KS
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