Andrew Somers Broughman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-05-16

FL RA
APPROVED

Since 2025-05-16

Branch Locations

135 West Central Blvd Suite 200, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fairwinds Credit Union	Orlando	FL	04/2012	Present
Cuso Financial Services Lp	San Diego	CA	10/2013	06/2025
Firkin And Kelgler Llc	Orlando	FL	03/2008	Present
Lpl Financial Llc	Orlando	FL	05/2025	Present

04/2012 → Present

Fairwinds Credit Union

Orlando, FL
10/2013 → 06/2025

Cuso Financial Services Lp

San Diego, CA
03/2008 → Present

Firkin And Kelgler Llc

Orlando, FL
05/2025 → Present

Lpl Financial Llc

Orlando, FL

Previous Registrations

2015-05-06 → 2025-05-15

Cuso Financial Services, L.P.

Orlando, FL

Apopka, FL

Other Businesses

1. Fairwinds Wealth management and Investments- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 04/25/2025

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-27

S66 Uniform Combined State Law Examination

2015-01-27

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews