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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-29
FL RA APPROVED 2017-06-23
WI RA APPROVED 2016-04-29
  • TX RA
    APPROVED_RES
    Since 2019-04-29
  • FL RA
    APPROVED
    Since 2017-06-23
  • WI RA
    APPROVED
    Since 2016-04-29

Branch Locations

1245 Corporate Center Drive, Oconomowoc, WI 53066 • United States

Sussex, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Co. Oconomowoc WI 04/2016 Present
  • 04/2016 → Present
    Robert W. Baird Co.
    Oconomowoc, WI
Previous Registrations
Other Businesses

BROOKFIELD BUSINESS BUILDERS NETWORKING GROUP, INV RELATED, WAUWATOSA, WI, MEMBERSHIP COMMITTEE, START: 10/2015, 5 HOURS PER MONTH/0 DURING TRADING, DUTIES: NETWORKING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-18
  • S66 Uniform Combined State Law Examination
    2014-03-18
Other Names
  • Christopher Brock

View on SEC IAPD

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