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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-13 |
Branch Locations
15948 Woodland Hills Dr., Humble, TX 77346 • United States
19240 W. Lake Houston Pkwy, Humble, TX 77346 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | The Woodlands | TX | 10/2015 | 12/2016 |
| Bank Of America, N.A. | The Woodlands | TX | 09/2016 | 12/2016 |
| Valic Financial Advisors, Inc. | Houston | TX | 05/2017 | 11/2019 |
| Unemployed | Humble | TX | 12/2016 | 05/2017 |
| Jp Morgan Chase Bank, N.A. | Houston | TX | 11/2019 | Present |
| Jp Morgan Securities, Llc | Houston | TX | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-03 |
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