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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2015-07-08
  • MI RA
    APPROVED
    Since 2015-07-08

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

9426 Spring Creek Court, Middleville, MI 49333 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Money Concepts Capital Corp. Middleville MI 10/2013 Present
Money Concepts Capital Corp Palm Beach Gardens FL 06/2014 Present
Other Businesses

1.THORNAPPLE FINANCIAL CENTER. NON-INVESTMENT RELATED. ASSISTANT. SUPPORT SERVICE IN ACCOUNT & TAX BUSINESS. START DATE DEC 2013. 32HRS/MO TOTAL. 24HRS/MO DURING SECURITIES TRADING HOURS. 2. Foster Financial Group LLC, since 7/2024, Owner, Tax purposes, Non-investment related, 1-10% time spent on activity during non-securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-25
  • S66 Uniform Combined State Law Examination
    2015-06-25

View on SEC IAPD

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