Leonard Albert Lewis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → Present
  Rafter, Lewis & Associates Llc
  Haddon Heights, NJ
• 11/2013 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2014 → Present
  Cetera Investment Advisors Llc
  Schaumburg, IL
• 06/2014 → Present
  Rafter Lewis Financial Advisors Llc
  Haddon Heights, NJ
• 07/2022 → Present
  Rafter, Lewis & Paolino Financial Advisors
  Haddon Heights, NJ

Other Businesses

1)RAFTER, LEWIS & ASSOCIATES, LLC, NON-INVESTMENT RELATED, 6 WHITE HORSE PIKE, HADDON HEIGHTS, NJ, ACCOUNTING, ATTEST AND TAX SERVICES, POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS, START DATE 10/24/2012, 50 HOURS/WEEK, ACCOUNTING AND TAX SERVICES: 2)RAFTER LEWIS FINANCIAL ADVISORS LLC, INVEST REL, SAME AS REGISTERED ADDRESS, DBA FOR FINANCIAL SERVICES, START 06/02/2014, 15HR/WK DURING TRADING HRS, FINANCIAL ADVICE FOR CLIENT INVESTMENTS. 3) NAME OF OTHER BUSINESS: RAFTER, LEWIS & PAOLINO FINANCIAL ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 7/2022; POSITION/TITLE/RELATIONSHIP: PARTNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2014-03-15

Other Names

• Leonard Lewis Jr