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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-12
PA RA APPROVED 2018-02-23
  • TX RA
    APPROVED
    Since 2023-01-12
  • PA RA
    APPROVED
    Since 2018-02-23

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Bala Cynwyd, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co Radnor PA 07/2011 Present
Mml Investors Services, Llc Radnor PA 12/2013 Present
Other Businesses

NAME: CHRISTOPHEN OTTEN INV REL: Y ADD: 201 KING OF PRUSSIA ROAD SUITE 501 RADNOR, PA 19087 NATURE: NON-MMLIA: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, AGENT START DATE: 01/30/2019 No. HR/MO: 4. No. HR/MO DURING SEC TRADING: 4.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-12
S63 Uniform Securities Agent State Law Examination 2014-10-24
  • S65 Uniform Investment Adviser Law Examination
    2018-02-12
  • S63 Uniform Securities Agent State Law Examination
    2014-10-24
Other Names
  • Christopher Otten

View on SEC IAPD

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