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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-30
MI RA APPROVED 2014-03-24
  • TX RA
    APPROVED_RES
    Since 2019-04-30
  • MI RA
    APPROVED
    Since 2014-03-24

Branch Locations

Chelsea, MI • United States

9450 S Main St, Plymouth, MI 48170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Chelsea MI 01/2014 Present
Thrivent Financial Appleton WI 06/2014 Present
Other Businesses

INDEPENDENT CONTRACTOR POSITION: Independent Contractor NATURE: Officiating high school football and basketball. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 4 START DATE: 01/01/1992 ADDRESS: 6035 Tory Ln., Chelsea MI 48118, United States DESCRIPTION: Hours per month vary by season.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-06
  • S66 Uniform Combined State Law Examination
    2014-03-06

View on SEC IAPD

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