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Jason Eugene Griffin

LPl Enterprise, LLC

Atlanta, GA

CRD 6262635

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-10-21
  • GA RA
    APPROVED
    Since 2025-10-21

Branch Locations

3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Modern Woodmen Of America Rock Island IL 05/2023 10/2025
Tip Top Roofers Atlanta GA 04/2021 05/2021
Self-Employed Senoia GA 05/2021 05/2023
Self-Employed Senoia GA 04/2011 04/2021
Mwa Financial Services Inc Rock Island IL 05/2024 10/2025
Lpl Enterprise Llc Atlanta GA 10/2025 Present
  • 05/2023 → 10/2025
    Modern Woodmen Of America
    Rock Island, IL
  • 04/2021 → 05/2021
    Tip Top Roofers
    Atlanta, GA
  • 05/2021 → 05/2023
    Self-Employed
    Senoia, GA
  • 04/2011 → 04/2021
    Self-Employed
    Senoia, GA
  • 05/2024 → 10/2025
    Rock Island, IL
  • 10/2025 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

1. 10/07/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Senoia, GA - Start Date 09/25/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 10/07/2025 - JASON EUGENE GRIFFIN - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Senoia, GA - Start Date 09/25/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 10/07/2025 - Griffin Family Capital INC. - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Senoia, GA - Start Date 01/01/2021 - 5hrs/MTH 1hr/MTH During Trading 4. 10/07/2025 - Griffin Family Capital - Real Estate Rental - Inv Related - Senoia, GA - Start Date 01/01/2024 - 1hrs/MTH 0hrs/MTH During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-29
  • S66 Uniform Combined State Law Examination
    2024-03-29
Other Names
  • Jason Eugene Griffin
  • Jason Griffin

View on SEC IAPD

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