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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-10-21 |
Branch Locations
3343 Peachtree Road, N.E. Suite 700, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 05/2023 | 10/2025 |
| Tip Top Roofers | Atlanta | GA | 04/2021 | 05/2021 |
| Self-Employed | Senoia | GA | 05/2021 | 05/2023 |
| Self-Employed | Senoia | GA | 04/2011 | 04/2021 |
| Mwa Financial Services Inc | Rock Island | IL | 05/2024 | 10/2025 |
| Lpl Enterprise Llc | Atlanta | GA | 10/2025 | Present |
1. 10/07/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Senoia, GA - Start Date 09/25/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 10/07/2025 - JASON EUGENE GRIFFIN - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Senoia, GA - Start Date 09/25/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 10/07/2025 - Griffin Family Capital INC. - Business Entity for Tax/Investment Purposes Only - Non Inv Related - Senoia, GA - Start Date 01/01/2021 - 5hrs/MTH 1hr/MTH During Trading 4. 10/07/2025 - Griffin Family Capital - Real Estate Rental - Inv Related - Senoia, GA - Start Date 01/01/2024 - 1hrs/MTH 0hrs/MTH During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-29 |
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