Best Investors Account Sign in

Paul Ignatius Murphy

Scs

Bellevue, WA

CRD 5117730

Claim This Profile
Employer firm

Scs CRD 310849

$1.94B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Scs

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-24
WA RA APPROVED 2024-09-16
  • TX RA
    APPROVED_RES
    Since 2025-01-24
  • WA RA
    APPROVED
    Since 2024-09-16

Branch Locations

10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adp Broker-Dealer, Inc. Lynnwood WA 03/2014 01/2021
Adp Inc. Lynnwood WA 03/2014 01/2021
Transamerica Investors Securities Corporation Seattle WA 01/2021 05/2022
Transamerica Life Insurance Company Seattle WA 01/2021 05/2022
Adp Broker Dealer Inc. Seattle WA 05/2022 07/2024
Adp Inc Seattle WA 05/2022 07/2024
Lpl Financial Llc Bellevue WA 07/2024 Present
Scs Bellevue WA 07/2024 Present
  • 03/2014 → 01/2021
    Adp Broker-Dealer, Inc.
    Lynnwood, WA
  • 03/2014 → 01/2021
    Adp Inc.
    Lynnwood, WA
  • 01/2021 → 05/2022
    Transamerica Investors Securities Corporation
    Seattle, WA
  • 01/2021 → 05/2022
    Transamerica Life Insurance Company
    Seattle, WA
  • 05/2022 → 07/2024
    Adp Broker Dealer Inc.
    Seattle, WA
  • 05/2022 → 07/2024
    Adp Inc
    Seattle, WA
  • 07/2024 → Present
    Lpl Financial Llc
    Bellevue, WA
  • 07/2024 → Present
    Bellevue, WA
Other Businesses

1) 09/24/2024 - SCS - Registered Investment Advisor Hybrid - IAR - investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 11/22/2024 - SCS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - start date 9/16/2024 - 160 Hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-16
S63 Uniform Securities Agent State Law Examination 2006-04-13
  • S65 Uniform Investment Adviser Law Examination
    2024-09-16
  • S63 Uniform Securities Agent State Law Examination
    2006-04-13
Other Names
  • Paul I Murphy
  • Paul I Murphy
  • Paul Ignatius Murphy
  • Paul Ignatius Murphy

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Bellevue, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor