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Scs CRD 310849
$1.94B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-24 |
| WA | RA | APPROVED | 2024-09-16 |
Branch Locations
10900 Ne 8Th Street 15Th Floor - Suite 1550, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker-Dealer, Inc. | Lynnwood | WA | 03/2014 | 01/2021 |
| Adp Inc. | Lynnwood | WA | 03/2014 | 01/2021 |
| Transamerica Investors Securities Corporation | Seattle | WA | 01/2021 | 05/2022 |
| Transamerica Life Insurance Company | Seattle | WA | 01/2021 | 05/2022 |
| Adp Broker Dealer Inc. | Seattle | WA | 05/2022 | 07/2024 |
| Adp Inc | Seattle | WA | 05/2022 | 07/2024 |
| Lpl Financial Llc | Bellevue | WA | 07/2024 | Present |
| Scs | Bellevue | WA | 07/2024 | Present |
1) 09/24/2024 - SCS - Registered Investment Advisor Hybrid - IAR - investment Related - At Reported Business Location(s) - Start Date 09/16/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through SCS, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 11/22/2024 - SCS - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - start date 9/16/2024 - 160 Hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-13 |
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