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538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Security Bank & Trust | Charles City | IA | 11/2013 | Present |
| Infinex Investments, Inc. | Meriden | CT | 10/2018 | Present |
1. FIRST SECURITY BANK & TRUST; BANKING - DUAL EMPLOYEE; 40 HOURS PER WEEK SPENT ON THIS ACTIVITY/MAJORITY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-26 |
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