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Chirag Patel

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-05-14
  • NC RA
    APPROVED
    Since 2018-05-14

Branch Locations

1525 W W T Harris Blvd, Charlotte, NC 28262 • United States

550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing St Louis MO 09/2013 Present
Wells Fargo Advisors, Llc St. Louis MO 11/2016 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
  • 09/2013 → Present
    First Clearing
    St Louis, MO
  • 11/2016 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-14
S63 Uniform Securities Agent State Law Examination 2015-07-31
  • S66 Uniform Combined State Law Examination
    2018-05-14
  • S63 Uniform Securities Agent State Law Examination
    2015-07-31

View on SEC IAPD

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