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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-20 |
| FL | RA | APPROVED | 2023-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Weston | FL | 09/2014 | 11/2016 |
| Wells Fargo Bank, Na | Weston | PA | 09/2014 | 08/2019 |
| Wells Fargo Clearing Services, Llc | Weston | FL | 11/2016 | 08/2019 |
| Sun Trust Bank | Ft Lauderdale | FL | 08/2019 | 03/2020 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 08/2019 | 03/2020 |
| Suntrust Bank | Ft Lauderdal | FL | 03/2020 | 05/2023 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 11/2019 | 05/2023 |
| Suntrust Investment Services, Inc. | Atlanta | GA | 03/2020 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plantation | FL | 06/2023 | Present |
| Bank Of America, N.A. | Plantation | FL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-17 |
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