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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-30
WA RA APPROVED 2017-10-23
  • TX RA
    APPROVED_RES
    Since 2023-01-30
  • WA RA
    APPROVED
    Since 2017-10-23

Branch Locations

26430 Maple Valley Black Diamond Rd Se, Maple Valley, WA 98038 • United States

13207 Se 272Nd St, Kent, WA 98042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Maple Valley WA 06/2013 Present
Jpmorgan Chase Bank, N.A. Maple Valley WA 06/2013 Present
Tbd Maple Valley WA 05/2016 05/2018
  • 06/2013 → Present
    Maple Valley, WA
  • 06/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Maple Valley, WA
  • 05/2016 → 05/2018
    Tbd
    Maple Valley, WA
Other Businesses

Entity Name: Leaf Culture Investment related: N Address: Not open, I would like to get precleard to open a LLC under the above name. I hobby in exotic plants and want to sell them on the side under a business for tax reasons. Nature of the other business: Commerce Position/Title/Relationship: Owner/Partner Start Date: 02/02/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Very basic, will not require time during the week and will be only on the weekends from time to time.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-19
S63 Uniform Securities Agent State Law Examination 2014-02-17
  • S66 Uniform Combined State Law Examination
    2017-10-19
  • S63 Uniform Securities Agent State Law Examination
    2014-02-17
Other Names
  • Sandi Marie Laurimore
  • Sandi Marie Martin

View on SEC IAPD

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