Shawn M Oxford

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-02-20 → 2013-09-03
  Tower Square Securities, Inc.
  Bristol, VT
  Worcester, MA

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE (2) BRISTOL FINANCIAL SERVICES, P.C., NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, SPEAKER/PRESENTER, START 01/2012, 1HR/WK (NON-TRADING HOURS), OCCASIONALLY APPEAR ON QUESTION & ANSWER SHOW AT LOCAL RADIO STATION; (3) BRISTOL FINANCIAL SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR FINANCIAL SERVICES & INSURANCE, START 12/31/2010, 50HRS/WK (32.5 TRADING HOURS), PRESIDENT; (4) BRISTOL FEDERATED CHURCH, 4OT INVESTMENT RELATED, NORTH STREET, BRISTOL, VT 05443, NON-PROFIT/CHARITABLE ORGANIZATION, START 01/2007, 1HR/WK (TRADING HOURS), TRUSTEE TO CHURCH BOARD, TREASURER; (5) BRISTOL YOUTH SPORTS, NOT INVESTMENT RELATED, 2 SOUTH STREET, BRISTOL, VT 05443, YOUTH SPORTS, START 10/2010 , 2HRS/WK (1 TRADING HOUR), COACHING, REFEREEING, AND ORGANIZING OF YOUTH SPORTS; (6) NAME OF OTHER BUSINESS: OXEJEN LLC; INVESTMENT RELATED: NO; ADDRESS: 71 MOUNTAIN STREET, BRISTOL, VT 05443; NATURE OF BUSINESS: RESIDENTIAL INCOME PROPERTY; START DATE: 10/2018; POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL INCOME PROPERTY; (9) NAME OF OTHER BUSINESS: OXEJEN LLC ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: CRAFT SALES ; START DATE: 10/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / CRAFTSMEN ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: PRODUCING WOOD PUZZLE BOARDS AND SELL AT A LOCAL RETAIL SHOP ; (10) NAME OF OTHER BUSINESS: MIDDLEBURY ROTARY CLUB ; INVESTMENT RELATED: ADDRESS: MIDDLEBURY, VT 05753 ; NATURE OF BUSINESS: ROTARY CLUB ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: HELPING TO RUN CIVIC ORGANIZATION THAT DOES GOOD WORK FOR THE COMMUNITY ; (11) NAME OF OTHER BUSINESS: MT. ABRAHAM UNION HIGH SCHOOL ; INVESTMENT RELATED: NO ; ADDRESS: 220 AIRPORT DR. BRISTOL, VT 05443 ; NATURE OF BUSINESS: HIGH SCHOOL ; START DATE: 08/2021 ; POSITION/TITLE/RELATIONSHIP: GOLF COACH ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: OVERSEE GOLF PROGRAM/ INSTRUCT ON THE RULES OF GAME ;

Exams

• S66 Uniform Combined State Law Examination
  2007-01-16
• S63 Uniform Securities Agent State Law Examination
  2006-09-06

Other Names

• Shawn Oxford