Filipe Augusto De Barros Gusmao

Current Employers

Employment History

• 01/2012 → 03/2017
  Deutsche Bank Securities Inc
  Jacksonville, FL
• 09/2017 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonvile, FL
• 07/2017 → 09/2017
  Medcom
  Jacksonville, FL
• 03/2017 → 07/2017
  Unemployed
  Jacksonville, FL
• 07/2019 → 08/2021
  Raymond James & Associates Inc
  Jacksonville, FL
• 08/2021 → 09/2023
  Concourse Financial Group Securities Inc
  Jacksonville, FL
• 08/2021 → Present
  (Dba) Gold Tree Financial Inc
  Jacksonville, FL
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jacksonville, FL

Previous Registrations

• 2021-08-16 → 2023-10-26
  Concourse Financial Group Securities, Inc.
  Jacksonville, FL
• 2019-07-08 → 2021-08-06
  Raymond James & Associates, Inc.
  Jacksonville, FL
• 2018-01-18 → 2019-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Other Businesses

1. GOLD TREE FINANCIAL INC. POSITION: Insurance Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/01/2019 ADDRESS: 8596 Arlington Expressway, Jacksonville FL 32211, United States DESCRIPTION: As a part of comprehensive financial planning I will offer life, long term care, Medicare, disability insurance, Fixed annuities and Fixed indexed annuities options to clients and prospective clients through our FMO, Financial Independence Group (FIG). 2. GOLD TREE FINANCIAL INC. POSITION: Investment Advisor representative NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2019 ADDRESS: 8596 Arlington Expressway, Jacksonville FL 32211, United States DESCRIPTION: Sale/marketing of securities, investment advisory and insurance products.

Exams

• S66 Uniform Combined State Law Examination
  2018-01-16

Other Names

• Filipe De Barros Gusmao
• Filipe A Debarros-Gusmao
• Filipe Gusmao
• Filipe A De Barros Gusmao