Ryan Wayne Pledger

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-06-16

TX RA
APPROVED

Since 2022-06-16

Branch Locations

Missouri City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	Sugar Land	TX	10/2015	06/2022
Lpl Financial Llc	Missouri City	TX	06/2022	Present

10/2015 → 06/2022

Edward Jones

Sugar Land, TX
06/2022 → Present

Lpl Financial Llc

Missouri City, TX

Previous Registrations

2016-02-19 → 2022-06-21

Edward Jones

Richmond, TX

St Louis, MO

Needville, TX

Sugar Land, TX

Other Businesses

1) 6/16/2022: Sienna Wealth Management; At Reported Business Location(s); DBA for LPL Business (entity for LPL business); Inv. related. 2) 11/13/2023: Sienna MUD 6; Houston, TX; Non-Profit Board Member; Board member; Not inv. related; start date 10/2/2017; 1hr/mo. during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-23
S63	Uniform Securities Agent State Law Examination	2014-03-05

S66 Uniform Combined State Law Examination

2015-12-23
S63 Uniform Securities Agent State Law Examination

2014-03-05

View on SEC IAPD